Compliance Monitoring Manager
Job in
West Yorkshire, York, North Yorkshire, YO90, England, UK
Listed on 2026-06-09
Listing for:
Broadgate
Full Time
position Listed on 2026-06-09
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Broadgate West Yorkshire, England, United Kingdom
Compliance Monitoring Manager OverviewAn exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.
Key Responsibilities- Lead on the development and implementation of a risk-based Compliance and Central monitoring plan
- Oversee the execution and timely delivery of thematic reviews and regular testing, including complex thematic reviews
- Prepare detailed compliance reports for senior management and the board, highlighting key findings, risks, and remediation actions
- CISI or CII level 4 qualifications
- Previous experience of managing people and teams
- Previous experience of working in a similar Compliance Monitoring position for 5+ years
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