Senior Compliance Officer

Your Role

Bank J. Safra Sarasin is looking for a highly experienced and motivated Senior Compliance Officer for its Swiss Advisory Team based in Zürich. This is an excellent opportunity to become an integral part of a dynamic international environment supporting the Bank’s adherence to regulatory and statutory requirements.

• Assume responsibility to ensure compliance with current Swiss AML standards
• Conduct global exposure checks of new and existing clients to identify and mitigate financial crime risks
• Provide expert advice on regulatory compliance, AML, KYC, and sanctions related matters
• Monitor regulatory developments and assess their impact on the bank’s operations
• Process account opening requests and KYC periodic reviews in line with the applicable regulatory and internal frameworks
• Provide advice to client advisors on AML/CTF related aspects
• Perform risk assessments, thematic reviews and deep dives on specific areas
• Liaise with regulatory bodies and manage compliance-related reporting;
• Conduct training and awareness sessions for staff on compliance obligations
• Actively participate in diverse Compliance projects and the subsequent implementation effort

• Higher Education such as FH/University degree in law, economics or an equivalent education (e.g. CAS in Compliance Management)
• Minimum 7 years of relevant working experience within a Financial Crime Compliance Department of a Swiss bank, preferably dealing with complex account openings and KYC periodic reviews/ad-hoc reviews, along with a thorough knowledge of the AML/CDB regulatory requirements
• Strong analytical mind set with the ability to work thoroughly, flexible and independently
• Good communicator, team player and with an active attitude taking full ownership of his/her tasks and area of responsibility
• Solution oriented with a pragmatic approach and readiness to closely work with colleagues and stakeholders, internally and externally
• Ability to work under pressure, to prioritize and to take clear decisions
• Fluency in German and English

• Entrepreneurial spirit in a family owned bank
• Central city office locations across Switzerland
• Above average insurance coverage fully borne by the bank
• Contribution to health insurance and meal allowance
• Global growth strategy and stable environment
• Competitive offering