Compliance Officer, Finance & Banking

At Alpinum Solutions, we connect talented Legal & Compliance professionals with exciting opportunities across Switzerland, Germany, and Austria. For our latest exciting assignment, we are looking for an experienced and motivated Compliance Officer to join our client's team in Zurich.

• Industry: Financial Services.
• Start Date:
  
  As soon as possible.
• Duration: 4–6 months.
• Workload: 80–100%.
• Location:
  
  Zurich.
• Contract Type:
  Temporary.

• Conduct end-to-end KYC reviews for Wealth Management clients with complex legal structures.
• Assess trusts, foundations, investment funds, offshore companies and other sophisticated ownership structures from an AML/KYC perspective.
• Perform CDD and EDD reviews, including analysis of beneficial ownership, source of wealth and source of funds documentation.
• Identify documentation gaps and coordinate remediation activities with Front Office and other relevant internal stakeholders.
• Document review outcomes and recommendations in internal KYC systems and ensure alignment with applicable regulatory requirements and internal policies.

• Several years of AML/KYC Compliance experience within Wealth Management or Private Banking.
• Proven background reviewing complex client structures, including trusts, foundations, investment funds and offshore entities.
• Strong knowledge of AML/KYC requirements as well as CDD and EDD standards.
• Experience in KYC remediation or regulatory transformation projects.
• Excellent analytical skills, strong attention to detail and the ability to manage a high volume of complex reviews independently.
• English is required.

• KYC remediation project experience.
• Regulatory transformation exposure.

• Diverse and challenging assignments.
• Flexible engagement models.
• Competitive compensation.
• Opportunity to expand your professional experience and network.

As part of our Interim Legal & Compliance Workforce, you benefit from diverse and challenging assignments, flexible engagement models, competitive compensation, and the opportunity to expand your professional experience and network. Whether you are an experienced interim professional or exploring project-based opportunities for the first time, we provide access to rewarding assignments that match your expertise and career ambitions.