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Stage Chargé; e de Conformité Securities H​/F

Job in Addison, Dallas County, Texas, 75001, USA
Listing for: Swiss Life Asset Managers
Full Time position
Listed on 2026-07-03
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Position: Stage Chargé(e) de Conformité Securities H/F

Stage In Compliance And Internal Control

Swiss Life Asset Managers France is the asset management entity of Swiss Life Asset Managers in France. The company has 280 employees and EUR 56.7 billion in assets under management. Swiss Life Asset Managers France draws on experienced teams, savoir-faire, long-term commitment to sustainable investment and proven expertise to offer a comprehensive range of investment and savings solutions in securities, real estate and infrastructure for the Swiss Life Group and third-party clients.

You will join a dynamic, collaborative and involved team in the Compliance And Internal Control Department composed of 9 people, working on motivating and varied cross-functional projects.

Reporting to the head of the Securities Department, you will be responsible for carrying out controls and participating in the improvement of the internal compliance and control system.

6-month internship starting June 2026

Responsibilities

• Carry out controls of the Annual Internal Control Plan (PACI) of the Portfolio Management Company's activities (anti-money laundering, investment processes, monitoring of fund ratios, order processing, as well as controls related to European regulations, sustainable finance...) and issue recommendations to the operational staff;

• Follow up and handle alerts related to potential conflicts of interest and alerts issued by the monitoring and detection system of operations that may constitute price manipulation or market abuse;

• Contribute to the preparation of responses to requests from SLAM France employees:
Validation of contractual and commercial documentation related to OPCs and management mandates, Review of KYC and AML/FT entry dossiers, Follow up on responses to recommendations issued in the context of the controls carried out;

• Write and update internal policies and procedures;

• Contribute to the improvement of the internal compliance and control system and of the management company (e.g. identification of missing controls or procedures, proposal to improve team processes, participation in digitalization projects...);

• Participate in internal meetings and formalize the minutes;

• Draft regulatory monitoring disseminated to SLAM France and follow up on regulator sanctions and dissemination to the team.

Experience

• Degree:
Bachelor's or Master's in Internal Audit/Finance/Asset Management/Compliance;

• Academic and linguistic skills: a good level of written and spoken English is essential;

• Technical skills:
Proficiency in Microsoft Office, and in particular advanced mastery of Excel is essential (ideally mastery of VBA, Python and Power App);

• Personal skills:
Strong relational skills, a very good team spirit and a collaborative work aptitude, curiosity, rigor, method (very good writing skills expected).

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