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Regulatory Compliance Specialist

Senior Compliance Leader, RIA Regulation & Risk

Job in Akron, Summit County, Ohio, 44329, USA
Listing for: Sequoia Financial Group
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A growing Registered Investment Advisor is seeking a Senior Compliance Specialist. This role involves developing compliance programs, ensuring adherence to regulations, and influencing department accountability. The ideal candidate will have over 10 years of compliance experience, particularly in investment advisory firms, along with a solid understanding of securities regulation. This position offers growth opportunities within a culture emphasizing integrity and teamwork.
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Position Requirements
10+ Years work experience
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