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Investment Operations Associate
Job in
City of Albany, Albany, Albany County, New York, 12201, USA
Listed on 2026-03-01
Listing for:
Walrath Recruiting, Inc.
Full Time
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Financial Consultant
Job Description & How to Apply Below
Job Title:
Investment Operations Associate
Job #: 5745
Location:
Albany, NY
Position Type:
Full-time, Permanent
Our client is currently seeking an Investment Operations Associate to join their team. This is a full-time, permanent position.
Responsibilities Include- Oversee the creation of investment proposals for advisors.
- Compose the required information to guide clients through the process of opening new investment accounts.
- Work with clients and potential clients with fund investment accounts, existing brokerage accounts, and advisory investment accounts.
- Ensure client accounts are maintained in compliance with all relevant codes, laws, and regulations.
- Strict maintenance of confidentiality.
- Minimum of a bachelor’s degree in a related field is required.
- 2 years’ experience in investment operations.
- Life, Accident, and Health Insurance License for NYS is preferred.
- FINRA Series SIE, 7, and 63 or a related licensure is required.
- Proficiency in the Microsoft Office Suite.
- Advanced communication and interpersonal skills, both written and spoken.
Position Requirements
10+ Years
work experience
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