Senior Supervisory Principal - Wealth Management Leader
Job in
Appleton, Outagamie County, Wisconsin, 54914, USA
Listed on 2026-08-07
Listing for:
Oliver James Associates Ltd.
Full Time
position Listed on 2026-08-07
Job specializations:
-
Management
Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below
Oliver James Associates Ltd. is recruiting a Senior Supervisory Principal to oversee branch supervision, regulatory compliance, and operations leadership for a large advisor population.
The role requires extensive experience in wealth management supervision and regulatory matters, with active Series 24, 9/10, 7 and 63/65/66 licenses. A hands-on leader will build processes and mentor teams within a hybrid, growth-oriented environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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