VP Advisory Channel Compliance Leader; RIA/BD
Listed on 2026-10-17
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Business
Regulatory Compliance Specialist
Osaic is seeking a VP, Osaic Advisors Channel Compliance, based in Atlanta with a hybrid in-office requirement. The role oversees BD and IA compliance within Empowered Independence, partnering with IA Compliance and BD teams to design policies, procedures, and training for advisory-heavy, multi-custodial business models.
Ideal candidates will have a solid RIA compliance track record, broker-dealer exposure, and the ability to differentiate employee vs.
This opening is for the VP Advisory Channel Compliance Leader (RIA/BD) role at Osaic.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in Atlanta, GA, United States.
This opportunity is part of our work in Legal, Consulting.
The advertised compensation is 170..
We aim to respond to suitable candidates as soon as possible.
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