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Regulatory Compliance Specialist

Regional Supervision Leader — Hybrid, Financial Services

Job in Atlanta, Fulton County, Georgia, 30383, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Regional Supervision Manager in Atlanta, GA. This role involves reviewing transactions, ensuring compliance with regulations, and supporting financial professionals. Ideal candidates will have significant experience in suitability reviews and relevant FINRA licenses. The position offers a competitive salary and benefits, requiring a commitment to a hybrid work schedule.
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