Assistant Vice President, Compliance

This range is provided by Oliver James. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

$/yr - $/yr

The Assistant Vice President of Compliance supports senior leadership in building and maintaining a strong compliance culture. This role oversees regulatory compliance across product development, operations, marketing and customer servicing. The AVP ensures policies, procedures and controls meet applicable state and federal requirements and works with cross functional teams to manage compliance risk.

• Bachelor's degree or equivalent experience in law, business, finance or related field
• Three to five years of compliance, risk, or audit experience
• Knowledge of life and health insurance products and regulatory requirements
• Strong analytical, research and problem solving abilities
• Excellent communication, collaboration and organizational skills
• Proficiency with Microsoft Office and compliance systems

• Ensure compliance with all applicable laws and regulations across product design, marketing, administration and operations
• Draft and review policy forms and related materials for regulatory accuracy
• Manage or support regulatory filings and maintain ongoing product compliance
• Research regulatory requirements and maintain company compliance policies and procedures
• Monitor regulatory changes and advise leadership on operational impact
• Conduct compliance audits and testing
• Identify issues, recommend corrective actions and track remediation
• Provide compliance guidance and training to internal teams
• Serve as a primary resource for compliance related questions
• Prepare responses to regulatory inquiries, complaints and examinations
• Support internal investigations, privacy, anti fraud and anti money laundering programs
• Contribute to company projects requiring compliance input
• Assist with operational reviews and process improvements

If interested, please apply to this job advert or reach out to

Mid-Senior level

Full-time

Other

Insurance

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