Hybrid Financial Compliance Surveillance Analyst
Listed on 2026-10-07
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Finance & Banking
Financial Analyst, Financial Advisor / Consultant, Financial Compliance, Financial Services
Advisor Group Inc. is seeking a Surveillance Analyst to perform field advisor and product activity reviews, reporting to the Compliance Manager.
The role requires analyzing trading activity, reviews of accounts for regulatory issues, and generating trend summaries for internal teams. The ideal candidate has 2–3 years in financial securities, strong MS Office and Excel skills, and knowledge of mutual funds, variable annuities, and other investments.
For the Hybrid Financial Compliance Surveillance Analyst position at Advisor Group Inc., we are reviewing applications now.
Full responsibilities and requirements are described in the listing above.
Learn more about the Hybrid Financial Compliance Surveillance Analyst role in the description above.
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