Senior Compliance Risk Assessment Associate
Job in
Augusta, Kennebec County, Maine, 04338, USA
Listed on 2026-07-14
Listing for:
Jobtailor
Full Time
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
- Supports the U.S. Compliance Risk Assessment lead with managing and facilitating the U.S. Compliance Risk Assessment.
- Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities.
- Supports the facilitation of the Compliance Risk Assessment and manages the assessment process, including ensuring timely and quality completion of the assessment through the lifecycle stages.
- Where necessary, support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans.
- Support the review of aggregated results and identify methodology deviations, quality deficiencies and potential points of challenge.
- Support program reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team.
- Assist with continuous enhancements to the target state design and methodology of the Compliance Risk Assessment framework.
- Undergraduate degree or equivalent work experience
- 5+ years of experience in regulatory, compliance, and/or risk management
- Familiarity with conducting a Compliance Risk Assessment preferred
- Experience working with top tier banks in large scale, cross-functional regulatory remediation
- Familiarity with laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses
- Excellent written, verbal and analytical skills
- Highly motivated, strong attention to detail, team oriented, organized
- Strong interpersonal and presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging.
- Advanced proficiency in desktop tools including, but not limited to, Microsoft Office Suite.
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×