Compliance Oversight Manager – Real Estate Secured Servicing

Responsibilities

• Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction
• Works independently and is accountable for managing a specialized Compliance function or area
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
• Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
• Provides guidance and support to analysts on matters related to portfolio and specialty
• Typically a subject matter expert for a key functional Compliance area and business
• Manages/assists with regulatory reviews including inquiries, audits, and exams
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels

• Undergraduate degree or equivalent work experience
• 7+ years of experience
• 5+ years of Mortgage servicing experience, either in the business or related risk functions
• Strong understanding of consumer protection regulations including Reg Z, Reg X, FDPA and SCRA
• Demonstrated knowledge and experience with mortgage servicing
• Excellent verbal and written communication skills, including executive-level reporting and presentation development
• Proficiency in Microsoft PowerPoint and basic Excel
• Experience in compliance project work and cross-functional initiatives