Compliance Operations Lead, Investment Advisory
Listed on 2026-09-30
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Finance & Banking
Regulatory Compliance Specialist -
Business
Regulatory Compliance Specialist
Robinhood Asset Management (RAM) is seeking a Compliance Operations Specialist to support regulatory and operational needs across the investment advisory business. You will coordinate with teams, document best practices, and help launch compliant advisory services while upholding fiduciary duties.
Based in Chicago, IL;
New York, NY;
Denver, CO; or Lake Mary, FL with in-person attendance at least 3 days a week, you’ll work to ensure customer-friendly, compliant outcomes in a fast-paced,
The Compliance Operations Lead, Investment Advisory position in the Management & Operations field is open for applications.
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