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Regulatory Compliance Specialist

Advertising Compliance & Supervisory Analyst

Job in Austin, Travis County, Texas, 78716, USA
Listing for: Kestra PWS
Full Time position
Listed on 2026-07-30
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
Kestra PWS in Austin, Texas, is seeking an experienced Compliance Analyst to support our Compliance and Supervision department. This role involves reviewing advertising and communications to ensure compliance with SEC and FINRA regulations. The ideal candidate has a Bachelor's Degree and at least 5 years of industry experience, including knowledge of digital marketing trends and regulatory requirements. We offer competitive pay, health insurance, and a supportive work environment that encourages professional growth.
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