Associate, Portfolio Compliance; Austin, Texas
Listed on 2026-03-01
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Finance & Banking
Financial Analyst, Financial Consultant
Position Description
Are you passionate about learning, problem-solving, and innovation? If so, we have an exciting opportunity for you to join our fast‑paced and dynamic workplace, where you will collaborate with a diverse group of highly motivated and intelligent professionals.
Key Responsibilities- Analyze account transactions and portfolio holdings to conduct comprehensive compliance verification for all public funds and separate accounts.
- Collaborate with Account and Portfolio Management teams to resolve outstanding compliance issues effectively.
- Prepare detailed client reports that provide insights into compliance status and issues.
- Research and address inquiries related to investment guidelines, ensuring clarity and compliance.
- Participate in various ad‑hoc projects, including process improvements, scenario analysis, and technology testing, to enhance operational efficiency.
- Uphold a strong sense of honesty and integrity in all your professional interactions.
- Quickly learn and adapt to new processes, concepts, and skills, demonstrating agility in a dynamic environment.
- Exhibit a strong commitment to quality and meticulous attention to detail in your work.
- Possess excellent communication and interpersonal skills, enabling you to build effective relationships across teams.
- Show a proactive desire to take initiative and contribute positively to the department and the organization as a whole.
- Minimum of a Bachelor’s Degree in Accounting, Business, Finance, or Economics (preferred).
- Professional experience in compliance or the investment management industry.
- Basic knowledge of global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.
- Intermediate to advanced proficiency in MS Excel.
- Experience monitoring portfolios within a compliance system.
- Familiarity with the Investment Company Act of 1940, UCITS, or other common legal/regulatory practices.
- Exposure to querying, particularly with SQL and Business Objects.
- Experience with Bloomberg, MS Access, and VBAC.
- CFA designation or active status in the CFA program.
Salary Range: $87,000.00 – $93,000.00
Equal Employment Opportunity and Affinitive Action StatementPIMCO follows a total compensation approach when rewarding employees which includes a base salary and a discretionary bonus. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws. Applicants with Disabilities: PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures.
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PIMCO
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