Auditor II

This posting is open until filled. Transcripts and certificates MUST be attached.

Performs moderately complex (journey-level) auditing work. Field auditor position with duties to include conducting audits, complaint investigations, inspections, education initiatives, and marketing practices. Work involves examining records of corporations, partnerships, and sole proprietors to assure legal and regulatory compliance with applicable statutes and rules of procedures, and to establish tax and fee liabilities. Works under limited supervision of the Regional Audit Manager or Assistant Regional Audit Manager, with considerable latitude for the use of initiative and independent judgement.

Must complete New Auditors Training Program within the first year of employment and be willing to complete division or agency on and off-site training as required to enhance job-related skills to include the New Auditor’s Academy and Auditor In-Service as scheduled.

• Maintains chain of custody on all items checked into temporary, overflow, and permanent evidence.
• Properly tags, inventories, and accounts for agency seized and purchase of evidence items for the region.
• Maintains the evidence rooms in accordance with the Audit and Enforcement procedure manual.
• Properly documents, enters, safeguards of agency seized property and purchase of evidence items in accordance with evidence (SAPE) procedures manual.
• Properly disposes of seized and purchase of evidence inventory once dispositions have been researched and verified.
• Works closely with Enforcement to ensure all paperwork is reconciled with items being submitted into evidence and all items are properly documented on seizure forms.
• Data entry of all received evidence into the SAPE system within the time frame identified in the procedures manual.
• Maintain accurate account of all inventories issued back out to Enforcement for testing.
• Conducts annual audit with Regional Audit Manager or Assistant Manager of inventory in both the liquor and non-liquor evidence rooms.
• May testify in court on chain of custody as needed.
• May offer in-house training to auditors or enforcement personnel as needed.
• Attends annual Evidence Custodian training off-site.
• Other duties as assigned.

• Conducts entry level assigned tax, fee, and regulatory audits in a timely manner with minimum errors and supervision.
• Follows audit procedures manuals, code & rules requirements.
• Recognizes and adequately documents audit discrepancies noted and takes appropriate action based on the audit procedures manual.
• May audit business records of potential applicants to establish bonding liability and qualification to hold permit or license as assigned.

• Assists senior auditing staff with the development of complex administrative cases. Involves developing fact base case narratives.
• Assists in promoting voluntary compliance and public safety by assisting in performing complaint-based investigations relating to regulatory and public safety issues.
• Conducts various types of physical inspections of licensed locations for compliance with the Alcoholic Beverage Code and Rules.
• May assist senior staff in reviewing licensing files and evaluate internal business entity structures related to complaint-based investigations.
• May assist senior auditors prepares legally acceptable statements or affidavits.
• May assist senior auditors with investigations involving the Enforcement Division, Licensing Division, Tax & Marketing Division, and Marketing Investigations Unit of the Audit & Investigations Division.

• Handles routine marketing practices questions related to the alcoholic beverage code and rules (telephone, emails, and counter).
• Interprets and applies marketing advisories, code, and rules.
• Assists with education initiatives involving members of the alcohol industry, public schools/colleges, and public/civic organizations.

• Properly documents daily, weekly, and monthly reports related to travel and daily work activities.
• Assists with the agency licensing process by conducting new location inspections and works with a senior auditor to furnishing applicant(s) with information concerning their respective type of permit or license and informing them of their responsibilities under the law.

All transcripts and certificates MUST be attached, or your application will automatically be denied.

Graduation from an accredited four-year college or university with major coursework in accounting, finance, management, or marketing. Experience and education may be substituted for one another.

At least 12 hours of accounting, auditing, and finance; six (6) of which must be in accounting.

Legible copy of transcript(s) showing degree and accounting hours and/or proof of course enrollment must accompany application for employment…