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Hybrid Senior Manager, Compliance Risk Testing
Job in
Austin, Travis County, Texas, 78716, USA
Listed on 2026-07-31
Listing for:
Charles Schwab
Full Time
position Listed on 2026-07-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Charles Schwab is seeking a Senior Manager in Compliance to lead risk-based testing across affiliated investment advisory programs and mutual funds. The role involves drafting testing scopes, evaluating internal controls, and ensuring corrective actions are implemented in line with regulatory requirements.
The candidate should have extensive regulatory testing experience in financial services. The position is hybrid (4 days in-office, 1 day remote) and requires authorization to work in the
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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