Director, Surveillance & Risk Management
Job in
Austin, Travis County, Texas, 78716, USA
Listed on 2026-07-31
Listing for:
Kestra PWS
Full Time
position Listed on 2026-07-31
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Kestra Financial is seeking a Director of Surveillance to lead a team in Austin, TX. You will design and optimize surveillance controls across broker-dealer and investment advisory activities, ensuring compliance with FINRA, SEC, and state requirements.
You will partner with Compliance, Legal, Supervision, AML, and Technology to drive scalable risk management and reporting, while mentoring analysts and advancing surveillance capabilities.
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