Internal Audit & Regulatory Oversight Specialist
Listed on 2026-06-02
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Quality Assurance - QA/QC
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Position Summary
Efinity Mortgage is seeking an experienced Internal Audit & Regulatory Oversight Specialist to lead internal audit initiatives and strengthen regulatory readiness across a multi-state mortgage platform. This role provides independent oversight of Quality Control functions, third-party audit vendors, and state examination processes, while advising leadership on emerging regulatory risks and control effectiveness.
This position plays a critical role in ensuring the integrity, accuracy, and consistency of compliance-related activities through objective validation and audit practices.
Independence & Organizational StructureThis role operates independently from day-to-day Compliance and Quality Control execution. While working in close partnership with the Compliance Manager, the Internal Audit & Regulatory Oversight Specialist provides objective review, validation, and oversight of compliance processes to ensure regulatory alignment and operational integrity.
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