Trade Desk Compliance Manager — Reg & Risk Leader
Job in
Bakersfield, Kern County, California, 93301, USA
Listed on 2026-06-26
Listing for:
Wealthsimple
Full Time
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Wealthsimple in California is looking for a Manager, Trade Desk Compliance who will oversee compliance with trading regulations and collaborate with various teams. This role involves enhancing compliance programs and ensuring adherence to CIRO regulations.
The ideal candidate should have over 5 years of experience in a trading or compliance role, in-depth knowledge of Canadian securities regulations, and experience with trade surveillance systems. The position offers competitive salary and generous benefits.
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