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Compliance Officer: Transfer Agent & Broker-Dealer (Hybrid
Job in
Baltimore, Anne Arundel County, Maryland, 21276, USA
Listed on 2026-08-21
Listing for:
Franklin Templeton
Full Time
position Listed on 2026-08-21
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Franklin Templeton is seeking an experienced Compliance Officer (Transfer Agent/Registration) to support US transfer agents and broker-dealer activities. You will assist with policies, regulatory filings, and guidance across teams.
The role demands deep regulatory knowledge, risk assessment, and the ability to collaborate across departments while ensuring accuracy and timely responses to inquiries.
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