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Regulatory Inquiries Director: Market Compliance & Analysis
Job in
Baltimore, Anne Arundel County, Maryland, 21276, USA
Listed on 2026-06-18
Listing for:
PowerToFly
Full Time
position Listed on 2026-06-18
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Morgan Stanley is seeking a Regulatory Inquiries Group professional to manage complex regulatory inquiries and maintain relationships with regulators. The role is critical in analyzing trading data and responding to regulatory inquiries.
Applicants should possess a Bachelor's degree and 4-7 years of compliance experience in a broker-dealer environment, with strong knowledge of trading regulations. This position offers a competitive salary range from $70,000 to $125,000 annually, alongside comprehensive benefits including health insurance and paid time off.
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