Investment Operations Associate

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Kendall Capital is a fast-growing, independent, fee-only advisory firm based in Rockville, Maryland. We specialize in providing financial planning and investment management services to Middle-Class Millionaires® - individuals and families who have accumulated wealth through discipline, hard work, and smart financial choices. With clients across the Washington, DC area and throughout the country, we deliver personalized, objective advice designed to help them reach their long-term financial goals.

Our experienced team is committed to building strong, trust-based relationships and delivering tailored investment strategies that align with each client’s unique financial situation.

As an Investment Associate, you will play a vital role in supporting our clients and advisors through research, portfolio analysis, and the implementation of investment strategies. This is a unique opportunity to join a dynamic, mission-driven firm at a time of exciting growth and to directly contribute to the financial success of the clients we serve.

The investment/research associate will have exposure to many different areas, including operations, research, trading, reconciliation, technology, compliance, and client service. Attitude, versatility, and work ethic are important for this position. We are looking for someone to step in and run with this opportunity. He/she is extremely detail oriented, organized, and customer service oriented. He/she has the ability to easily learn new skills, manage multiple tasks concurrently and is able to work independently.

The Associate will play a critical role in the back-office functioning of our firm. With responsibility for the day-to-day investment/research operational duties, the Associate helps monitor accounts and investment allocations, manage and maintain client systems, create various investment and client reports, and assists with compliance functions. The ideal candidate will be a highly motivated individual who possesses excellent written and verbal communication skills and can work independently as well as in a team atmosphere.

This person will be an integral part of Kendall Capital’s future success and should enjoy a hard-working, but collegial small business environment where we all pitch in and work together to grow as a firm.

The investment/research associate will work within a team environment to understand client and portfolio managers’ needs and maintain high service standards while increasing the overall efficiency of our firm’s investment-related functions. Duties include but limited to:

• Provide exceptional client service
• Support the Investment team in managing operational functions, including but not limited to maintaining data, trading, producing client and prospect deliverables and other functions as outlined by each portfolio manager
• Reconcile client custodian accounts to our reporting system (Tamarac)
• Assist with analysis and creating due diligence reports on potential investment recommendations
• Assist with preparing and sending out quarterly account statements and fee billing
• Leverage technology with a desire to add efficiency to workflows
• Maintain various compliance policies and documentation while understanding compliance issues, work collaboratively with leadership to adhere to all compliance requirements
• Ability to multi-task across a diverse set of tasks and projects
• Participate in weekly investment committee meetings with collaboration of investment ideas and market analysis
• Assist portfolio and relationship managers in aggregating client accounts onto our reporting system
• Coordinate various reports for internal and client meetings
• Assist with technology initiatives and vendor oversight
• Handle miscellaneous projects and operational activities and perform other duties as assigned

• The investment associate position requires the following qualifications:
• Two years of industry experience, preferably with an RIA
• Excellent attitude and extraordinary client service skills
• A strong focus on getting the…