Brokerage Operations Analyst - Accounts

Senior Processing Representative (2 openings)

3 days in office; 2 remote (first 2 weeks of training will be in-office)

MUST HAVE 2 MONITORS AT HOME

BACHELOR'S REQUIRED

• Experience in a production-based role
• Effective communication working with clients
• Dependability – looking for someone that is motivated to work in finance and further themselves in this role

The New Account Document Processing Department serves as a center of expertise for regulatory, policy, and procedural review across the firm. The Senior Processing Representative is responsible for validating new account documentation, conducting research, resolving escalated issues, performing quality reviews, and ensuring operational activities are completed accurately and in compliance with firm and regulatory requirements.

This role requires strong analytical skills, attention to detail, and the ability to apply regulatory and procedural knowledge to complex documentation and account servicing requests.

• Bachelor's Degree
• Experience in financial services or operations
• Familiarity with
  *** systems and workflows
• Proficiency with Microsoft Office Suite
• Customer-focused with a strong sense of urgency and accountability
• Ability to manage multiple priorities and meet service level commitments
• Strong conflict resolution and critical thinking skills
• Effective collaborator with a positive, team-oriented mindset
• Continuous learner with a commitment to professional development