Compliance Examiner Assistant Manager

About This Job

The Office of Financial Institutions is responsible for supervising entities that provide financial services to Louisiana residents. The office is divided into three divisions:
Depository Institutions, Non‑Depository Services, and Securities. OFI seeks a professional staff that utilizes resources effectively and makes sound decisions.

• Seven years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
• Six years of full‑time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations or insurance.
• A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations or insurance.
• A bachelor’s degree in accounting, auditing, finance, business administration, management, economics or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations or insurance.
• An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods or statistics plus three years of experience in accounting, auditing, banking, compliance management, financial operations or insurance.
• A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA) designation plus two years of experience in accounting, auditing, banking, compliance management, financial operations or insurance.

Every 30 semester hours earned from an accredited college or university will be credited as one year of experience toward the six years of full‑time work experience. The maximum substitution is 120 semester hours, equaling four years of experience.

• Oversees the on‑site and off‑site examination process.
• Trains or supervises the on‑the‑job training of Compliance Examiners as they progress through the training series.
• Supervises examiners in analyzing the most difficult and problematic licensees and assists the Examiner‑in‑Charge in preparing for the exit meeting at the conclusion of the examination.
• Confers and corresponds with subordinate compliance examiners to provide information, resolve problems, and clarify discrepancies or inconsistencies with examination principles, practices or procedures.
• Serves as Assistant‑in‑Charge and Examiner‑in‑Charge on a rotating basis and performs these duties for the most complex examinations.

• Location: Office of Financial Institutions, Main Office, Baton Rouge
• Appointment Type: Promotional position open only to current permanent Office of Financial Institutions employees.
• Compensation: Salary determined based on qualifications and experience within the established pay range.
• Equal Employment Opportunity: Louisiana is a State as Model Employer (SAME) for individuals with disabilities.

No Civil Service test score required to be considered for this vacancy.

George Hagerty – Human Resources Analyst
Office of Financial Institutions
8660 United Plaza Blvd, 2nd Floor
Baton Rouge, LA 70809
ghagerty.gov