Head of Operational Risk — Brokerage & Regulatory Readiness
Job in
Bedford, Hillsborough County, New Hampshire, 03110, USA
Listed on 2026-09-01
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Jobtailor in New Hampshire seeks an experienced senior operational risk leader to own and maintain the BU's risk framework, lead RCSA activities, and oversee regulator-facing programs. The role requires deep knowledge of risk management within brokerages, including trade lifecycle, clearing, custody, and prime brokerage.
The candidate will define risk tolerances, assess inherent and residual risk, and drive control effectiveness while preparing for regulatory exams (SEC, FINRA) and monitoring
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