Senior Wealth Management Compliance & Trade Review Lead
Job in
Bellaire, Harris County, Texas, 77401, USA
Listed on 2026-06-27
Listing for:
Veracity Solutions
Full Time
position Listed on 2026-06-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Veracity Solutions is seeking a Senior Client Supervisory Specialist to oversee compliance activities for Financial Advisors across various regions, including Bellaire, Texas. The role entails monitoring trades, identifying risks, and ensuring adherence to regulations.
Candidates must possess active licenses and have substantial experience in financial services and supervisory roles. The position emphasizes regulatory compliance and complaint resolution, requiring strong leadership and mentorship skills.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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