Wealth Management Compliance & Trade Lead
Job in
Bellaire, Harris County, Texas, 77401, USA
Listed on 2026-06-30
Listing for:
Fairygodboss
Full Time
position Listed on 2026-06-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Wealth Management, Financial Compliance
Job Description & How to Apply Below
PNC is seeking a FINRA Supervisory Specialist in Bellaire, Texas, responsible for supervising Financial Advisors and ensuring compliance with securities regulations. The role includes reviewing trades and conducting training for registered representatives.
Ideal candidates will have a Bachelor's degree and relevant experience in finance. PNC offers comprehensive benefits and a culture that promotes inclusivity and respect.
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