Senior Supervising Principal, Compliance and Supervision
Job in
Bethlehem, Northampton County, Pennsylvania, 18020, USA
Listed on 2026-08-03
Listing for:
Lincoln Investment
Full Time
position Listed on 2026-08-03
Job specializations:
-
Management
Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
Lincoln Investment is seeking a Supervising Principal to serve as the Designated Supervisor and oversee the sales activities of Financial Professionals across the country from our Fort Washington, PA-based team.
The role requires strong knowledge of FINRA/SEC rules, 3–5 years in securities, and active Series 7/24/53/66 licenses (Series 9/10 preferred). You will lead compliance efforts and develop supervision programs to support firm growth.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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