More jobs:
First Line of Defense; FLOD Corporate Risk and Compliance Specialist
Job in
Bethpage, Nassau County, New York, 11714, USA
Listed on 2026-06-01
Listing for:
Bethpage
Full Time
position Listed on 2026-06-01
Job specializations:
-
IT/Tech
Data Security
Job Description & How to Apply Below
It Starts With Our Employees
Four Leaf's ultimate goal is to provide the best-in-class member and employee experience, and it all begins with two things: hiring incredible people and giving them a great place to work.
What You'll Do
The FLOD Corporate Risk & Compliance Specialist will report to the AVP, FLOD Corporate Risk & Compliance and provides support to the Human Resources (HR), HCMS, Support Services, Member Experience (MX), Learning & Development (L&D), Organizational Development (OD), Compliance/Legal, and Fraud teams with their Risk and Compliance responsibilities. The FLOD Corporate & Risk Compliance Specialist will engage with the three lines of defense at Four Leaf as well as business line and product stakeholders to ensure all key First Line of Defense activities are completed accurately and on time.
Core Contributions
- Responsible for various risk, compliance, audit, regulatory, and control initiatives for the various business lines under the Corporate FLOD. Required to make risk driven decisions, and provide guidance to these areas, based on applicable certifications, and subject matter expertise.
- Responsible for writing and maintaining all applicable policies/programs and procedures for the various business lines under the Corporate FLOD, based on expert knowledge of such business lines, as well as Regulations impacting them. Work with applicable S3 and OTS departments to ensure that all S3 supporting policies and procedures are documented, adhered to, and aligned with Four Leaf requirements.
- Collaborate with the second and third lines of defense functions as requested by the AVP, First Line of Defense Corporate Risk and Compliance. In addition, collaborate with the First Lines of Defense within other lines of business (Retail Banking, Lending, Transformation, Marketing).
- Responsible for reportable events (issues, incidents, and losses) and member complaints (MX) for all business lines under Corporate FLOD, including self-reporting, root cause analysis, action planning, resolution, and documentation. This includes data analysis of trends to prevent reoccurrence.
- Work with the Third-Party Risk Management Team (TPRM) for all internal business unit client vendors. Supporting all PMO processes when onboarding a new vendor or existing vendor relationships.
- Submit materials for legal and compliance review (using Four Leaf tools and applications to keep track of critical documentation) becoming familiar with regulatory requirements by product.
- Support business line leads when performing quality assurance and control testing programs; ensuring all key controls are documented, analyzed, and periodically tested for control design and operating effectiveness.
- Provide broad-based support to the various business lines under the Corporate FLOD using analytical and problem-solving skills.
- Special projects as assigned.
- Bachelor's Degree preferred in Compliance, Business, or related field.
- 2-3 years' experience in a compliance or a combination of compliance and regulatory experience.
- Familiarity with financial services & banking processes, knowledge of or experience working with regulated products is preferred.
- Computer
Skills:
Proficient in Microsoft applications (Word, Excel, Visio, Outlook, Teams).
What Sets Us Apart?
In addition to our comprehensive benefits, we invest in employee connection and well-being through:
- Competitive 401(k)
- Tuition and fitness reimbursement programs
- Flexible work options
- Volunteer opportunities
- Executive "Water Cooler Chats"
- Clubs, sports, and social events
- Food truck days
Who is Four Leaf?
Four Leaf Federal Credit Union (Four Leaf) has been committed to the financial well-being of our members for over 80 years. Through our full range of competitive savings and loan products, you can trust us in every step of your…
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×