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Regulatory Risk & Compliance Lead

Job in Beverly Hills, Los Angeles County, California, 90211, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2026-08-02
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 120000 - 170000 USD Yearly USD 120000.00 170000.00 YEAR
Job Description & How to Apply Below

Morgan Stanley in the United States is seeking a Risk Officer to oversee risk, supervisory, and compliance functions across branch locations, reporting to the Senior Risk Officer. The role focuses on ethics, adherence to laws, and proactive risk management within Wealth Management.

Responsibilities include guiding policies, supervising risk programs, and ensuring timely escalations while maintaining strong data security and client protections.

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