Senior Investment Advisory Compliance Lead

StoneX Group Inc. is seeking a Senior Compliance Officer in Birmingham, Alabama. In this role, you will report directly to the Chief Compliance Officer, supporting retail business lines. The ideal candidate will possess strong communication and analytical skills, with a minimum of 5 years in compliance or related fields. Responsibilities include overseeing compliance with regulations, drafting policies, and facilitating regulatory filings.

Strong knowledge of MS Excel and investment advisory operations is essential for success in this position.
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