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Capital Markets Compliance Analyst – Eligible
Job in
Birmingham, Jefferson County, Alabama, 35275, USA
Listed on 2026-07-30
Listing for:
Regions Bank
Full Time
position Listed on 2026-07-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Banking & Finance
Job Description & How to Apply Below
Regions Bank is seeking a Capital Markets Compliance Analyst to perform compliance tasks with limited supervision. The role emphasizes monitoring entity activity to ensure regulatory adherence and may include preparing management reports and guiding junior staff.
Requirements include a Bachelor's degree and five years of banking experience in audit, compliance, or regulatory functions. FINRA Series 52/53 is preferred.
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