Financial Controls Analyst – Business Process Automated Controls

Responsibilities

• Consult with IT, line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters
• Identify compliance and risk management requirements for supported area
• Provide oversight for control testing and monitoring involving moderate to complex subject matter or control areas
• Communicate and provide consultation regularly with stakeholders throughout the enterprise
• Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework
• Support implementation of moderate to complex projects and initiatives
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Perform walkthroughs of significant processes and ensuring required COSO documentation is accurate and reflects relevant risk and key controls
• Validate and provide credible challenge to identified shared services, third-party service providers, and significant applications
• Perform COSO control testing of key business process automated controls, including design effectiveness assessments and operating effectiveness testing
• Validate and challenge documentation of control deficiencies, including issue description, root cause, unmitigated impact, and corrective actions
• Analyze the severity of control deficiencies and their impact to internal control over financial reporting
• Validate corrective actions and issues

• 2+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience
• Experience assessing and documenting financial and/or regulatory risks and controls
• Internal controls testing experience including business process manual controls, automated controls, and/or IT General Controls (ITGC)
• Experience identifying business process automated controls and developing and executing test plans
• Experience partnering with financial and IT audit teams on integrated audits
• BS/BA degree or higher in Finance, Accounting, Analytics, Reporting, or Information Technology
• Excellent verbal, written, and interpersonal communication skills
• Ability to present results of analyses and recommendations
• Intermediate Microsoft Office skills
• One or more certifications: CPA, CIA, CISA
• Knowledge and understanding of regulatory agencies:
  Federal Reserve and OCC