More jobs:
Regulatory Compliance Lead Investment Firms; SEC/FINRA
Job in
Bloomington, McLean County, Illinois, 61791, USA
Listed on 2026-07-14
Listing for:
IQ-EQ
Full Time
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
IQ-EQ in the United States Illinois region seeks a senior Compliance professional to lead and shape compliance programs for clients in the investment sector. You will apply deep regulatory knowledge to guide firms through complex rules, ensuring robust programs and timely deliverables.
You’ll oversee exams, trainings, and updates to policies, while mentoring junior staff and collaborating with leadership to drive operational excellence and client success.
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