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Lead Broker/Dealer Compliance | Hybrid
Job in
Boca Raton, Palm Beach County, Florida, 33481, USA
Listed on 2026-07-06
Listing for:
Mutual of America
Full Time
position Listed on 2026-07-06
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Mutual of America is seeking a Lead Compliance professional to oversee the compliance program of its broker/dealer subsidiary in Boca Raton, FL. This hybrid role involves assisting the VP of Compliance with managing operations, developing training materials, and liaising with outside vendors.
Successful candidates will have 3-5 years of broker/dealer compliance experience and be well-versed in FINRA and SEC rules. The position offers a comprehensive benefits package and an annual bonus.
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