Deputy Chief Compliance Officer, ETF Regulation & Strategy
Listed on 2026-09-17
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Tidal Financial Group is seeking a Deputy Chief Compliance Officer to modernize and lead its complex compliance ecosystem. You will oversee ETF, trust, and adviser compliance, integrating privacy, data governance, and regulatory change into a scalable operating model.
As the right hand to the Chief Compliance Officer, you will drive risk visibility, remediation, and board reporting while leveraging data, AI, and automation to improve surveillance and efficiency.
This posting is for the Deputy Chief Compliance Officer, ETF Regulation & Strategy role at Tidal-Financial-Group, based in United States.
This Full Time role is for the Deputy Chief Compliance Officer, ETF Regulation & Strategy role at Tidal-Financial-Group.
We are seeking a motivated Deputy Chief Compliance Officer, ETF Regulation & Strategy to join Tidal-Financial-Group in United States.
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