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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance

WSPs & Compliance Lead — Broker-Dealer Oversight

Job in Boston, Suffolk County, Massachusetts, 02298, USA
Listing for: Voya Financial, Inc.
Full Time position
Listed on 2026-02-03
Job specializations:
  • Business
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100070 - 157470 USD Yearly USD 100070.00 157470.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Boston is looking for a Broker Dealer Oversight Manager to lead the management of Written Supervisory Procedures. The role demands strong expertise in compliance regulations and a minimum of 5 years of experience in broker-dealer operations. This individual will translate regulatory requirements into actionable insights, drive process improvements, and ensure audit readiness. The position is in-office four days a week, emphasizing collaboration and continuous improvement.

Competitive salary offered alongside a comprehensive benefits package.
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