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Compliance Assistant
Job in
Boston, Suffolk County, Massachusetts, 02108, USA
Listed on 2026-07-01
Listing for:
Back Bay Staffing Group
Full Time
position Listed on 2026-07-01
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Compliance Specialist
Must have 1-3 years of experience in compliance or regulatory. A minimum of a bachelor's degree. Assisting with drafting and updating policies and procedures. Identifying regulatory trends and developments. Assisting with trade surveillance reports. Assisting with internal and external audits and inspections. Compliance with the provisions of the code of ethics and rules for broker-dealer employee.
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