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Regulatory Compliance Specialist

Chief Compliance Officer | FinReg Expert, Hybrid

Job in Boston, Suffolk County, Massachusetts, 02298, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A leading compliance services firm is seeking a Chief Compliance Officer to oversee regulatory compliance across various operating businesses. This hybrid role based in Newton, MA demands at least 15 years of experience in broker-dealer and investment advisor compliance. The ideal candidate will have a strong understanding of securities regulations and exceptional leadership skills. Alongside competitive compensation, the firm offers benefits including 401(k) match and health insurance.
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