More jobs:
Compliance Analyst, Finance & Banking
Job in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-06-28
Listing for:
Back Bay Staffing Group
Full Time
position Listed on 2026-06-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services, Banking Operations
Job Description & How to Apply Below
Compliance Analyst
Several Compliance Analysts needed immediately for Boston Mutual Fund House.
Key responsibilities include:
- Assist with the performance of compliance services.
- Maintain understanding of regulatory requirements, internal processes, and client specifications related to these matters.
- In conjunction with CCOs, conduct periodic reviews of fund compliance procedures and compliance reporting to incorporate any new or changed regulations, best practice recommendations or other guidelines that may be appropriate.
- Assist with drafting quarterly and annual compliance reports.
- Assist with answering questions about procedures and controls.
- Analyze and improve standard compliance reporting.
- Maintain current working knowledge of all relevant regulations, including, but not limited to, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934 and the Sarbanes‑Oxley Act of 2002.
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×