Compliance Analyst, Finance & Banking

A leading real estate investment trust (REIT) is seeking a Compliance Analyst to join its growing compliance team. This position offers the opportunity to work across a broad range of regulatory, governance, and risk management initiatives while partnering with professionals throughout the organization.

The ideal candidate will be detail-oriented, intellectually curious, and eager to contribute to a collaborative environment focused on maintaining a strong culture of compliance and operational excellence.

• Support the ongoing development, implementation, and monitoring of compliance policies and procedures.
• Assist in evaluating and enhancing internal controls and compliance processes.
• Conduct periodic compliance reviews, testing, and monitoring activities.
• Help develop and deliver compliance-related training programs across the organization.
• Promote awareness of compliance obligations and best practices throughout the business.

• Assist with the preparation and maintenance of regulatory filings and related documentation.
• Monitor changes in regulatory requirements and assess potential impacts to business operations.
• Conduct regulatory research and communicate relevant developments to internal stakeholders.
• Support responses to compliance inquiries, examinations, and information requests.

• Maintain compliance records, certifications, and monitoring activities.
• Assist with employee compliance reporting, including personal trading, gifts and entertainment, outside business activities, political contributions, and related disclosures.
• Support administration of compliance platforms and tracking tools.
• Prepare reports and documentation for management and compliance committees.

• Partner with teams across finance, operations, technology, investor relations, and human resources on compliance-related initiatives.
• Support employee onboarding and offboarding compliance processes.
• Assist with internal audits, control testing, and special projects.
• Contribute to various risk management and governance initiatives as needed.

• Bachelor’s degree required, preferably in Accounting, Finance, Business, Legal Studies, or a related field.
• 1–3 years of experience in compliance, audit, risk management, legal, accounting, or a related discipline.
• Experience with in financial services, real estate investment, asset management, public accounting, or regulated industries is preferred.
• Knowledge of investment adviser regulations and compliance frameworks is a plus.
• Familiarity with SEC regulations, FINRA requirements, ERISA, or other financial services regulatory environments is beneficial.
• Strong analytical and problem-solving skills with exceptional attention to detail.
• Excellent written and verbal communication skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced environment.
• Proactive, collaborative, and able to work effectively both independently and as part of a team.
• Demonstrated integrity, professionalism, and ability to handle sensitive information with discretion.