Compliance Analyst, Finance & Banking
Job in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-07-09
Listing for:
Private Equity
Full Time
position Listed on 2026-07-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Compliance Analyst | Boston, MA
We are partnering with a highly respected alternative investment and real assets investment management firm seeking a Compliance Analyst to join its growing team in Boston.
This is an excellent opportunity for an early-career compliance, audit, legal, or accounting professional looking to gain broad exposure to SEC regulatory compliance, corporate governance, risk management, and investment adviser operations within a sophisticated institutional investment environment.
What You’ll Do- Support the execution and enhancement of the firm’s compliance program
- Assist with regulatory filings, including Form ADV, Form PF, and other regulatory reporting requirements
- Monitor regulatory developments and assess potential impacts to the business
- Conduct compliance reviews, testing, and monitoring activities
- Help administer compliance systems covering personal trading, gifts & entertainment, political contributions, and outside business activities
- Partner with teams across Investor Relations, Accounting, Operations, Technology, and Legal
- Assist with employee onboarding/offboarding compliance requirements and internal audit requests
- Participate in special projects, regulatory research, and firmwide compliance initiatives
- Bachelor’s degree with strong academic credentials
- 1-3 years of experience in compliance, audit, legal, accounting, or a related field
- Understanding of investment adviser compliance and the Investment Advisers Act of 1940 is preferred
- Exposure to SEC, FINRA, CFTC/NFA, ERISA, or private fund regulations is a plus
- Strong analytical, organizational, and project management skills
- Excellent communication skills and attention to detail
- Ability to manage multiple priorities in a fast-paced environment
- Broad exposure to all facets of an institutional compliance program
- Direct interaction with senior compliance leadership
- Opportunity to work across multiple business functions
- Strong long-term career growth within investment management
- Competitive compensation, bonus, and benefits package
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