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Assistant Compliance Director

Job in Boston, Suffolk County, Massachusetts, 02108, USA
Listing for: Back Bay Staffing Group
Full Time position
Listed on 2026-08-05
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Business Administration
Job Description & How to Apply Below

Assistant Director Position

Assistant Director needed for prestigious financial services firm to undertake compliance function and support services to CCO. Duties include but are not limited to initiating and testing policies and procedures pursuant to Rule 38 a-1. You will also perform other various compliance responsibilities including review, fund governance, review and monitoring of regulatory filings.

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