Sr Analyst, Investment Compliance

Company Overview

Founded in 1989, Pan Agora (Greek for across marketplace) Asset Management is a premier provider of investment solutions spanning most major asset classes and risk ranges. Pan Agora’s investment strategies are highly systematic in nature and built and overseen by talented professionals with significant and diverse investment experience. Innovative research plays a central role in our investment philosophy and process and is essential to our firm’s ability to deliver attractive investment solutions.

Senior Analyst, Investment Compliance, is responsible for supporting the firm’s investment compliance program. Duties include reviewing client investment guidelines and agreements, coding compliance rules for client accounts into the investment compliance system, and monitoring pre- and post‑trade alerts.

• Review client investment management agreements
• Code new accounts into the compliance management system
• Monitor pre‑ and post‑trade compliance alerts
• Develop and maintain strategic relationships with multiple teams within Pan Agora (Client Service, Portfolio Management, Trading, Legal, etc.)
• Work with departments to ensure compliance with all applicable laws and regulations

• Bachelor’s degree in a related field such as finance, law, or accounting
• Experience in Enfusion Compliance System (a plus)
• 5+ years of experience in investment compliance, focused on the financial services industry
• Strong understanding of regulatory requirements such as those of the SEC and CFTC
• SQL and Java knowledge (a plus)
• Strong analytical and problem‑solving skills
• Excellent written and oral communication skills
• Ability to work independently and as part of a team
• Ability to manage multiple projects simultaneously
• Ability to work under pressure and meet deadlines

$90,000 - $150,000

The posted salary range represents the company’s good faith estimate of the compensation for this position at the time of posting and is not a promise of a particular wage for any individual. Actual compensation may be dependent on a variety of factors including, but not limited to, the candidate’s experience, education or skills, and other factors.

Pan Agora is an equal opportunity employer and provides equal employment opportunities to job applicants and employees without regard to race, religion, sex, marital status, color, national origin, age, physical or mental disability, veteran status, pregnancy, ancestry or sexual orientation. Pan Agora is committed to maintaining an environment that is free from discrimination as well as adhering to applicable federal and state laws.