Investment Advisor Representative

Exemplar Wealth Advisors | Exemplar Companies

Location:

Remote – United States

Employment Type:

Full-Time / 1099 Independent

Exemplar Wealth Advisors is part of Exemplar Companies, a multidisciplinary professional services platform bringing together wealth management, tax, legal, insurance, capital markets, business advisory, and strategic consulting.

Our integrated approach allows advisors to provide clients with coordinated solutions across investments, tax strategy, estate planning, risk management, business advisory, and alternative investments.

Exemplar Wealth Advisors is seeking an experienced Investment Advisor Representative (IAR) with an established book of business to join our growing RIA platform.

This opportunity is specifically designed for advisors who have already built a successful client practice and are looking for a better affiliation model, greater flexibility, and the ability to leverage a fully integrated technology and professional services platform.

Rather than simply managing investments, our advisors have the opportunity to deepen existing client relationships and monetize additional services by connecting clients with Exemplar’s broader capabilities in tax, legal, estate planning, insurance, business advisory, capital, and alternative investments.

• Serve as an Investment Advisor Representative (IAR) of Exemplar Wealth Advisors.
• Bring and continue to manage an existing book of business and client relationships.
• Grow assets under management and develop new client relationships.
• Provide investment management, portfolio construction, asset allocation, and comprehensive wealth planning.
• Identify additional opportunities to serve existing clients through Exemplar’s integrated professional services platform.
• Build relationships with HNW/UHNW individuals, families, entrepreneurs, executives, and business owners.
• Collaborate with Exemplar professionals across wealth management, tax, legal, insurance, capital markets, and business advisory.
• Utilize Exemplar’s technology and platform to enhance client service, efficiency, and business growth.
• Participate in networking, referrals, and business development activities.
• Maintain compliance with applicable regulations and firm policies.

• Established investment or wealth advisor with an existing book of business.
• Demonstrated experience managing client relationships and investment portfolios.
• Series 65 required or ability to satisfy applicable registration requirements.
• Proven ability to retain clients and grow assets under management.
• Strong investment, communication, and relationship-management skills.
• Entrepreneurial mindset and ability to operate independently.
• Commitment to a fiduciary, client-first approach.
• Alignment with Exemplar’s values and culture.

• CFP® designation.
• Experience serving HNW/UHNW clients.
• Significant AUM.
• Experience with alternative investments/private markets.
• Experience with entrepreneurs, business owners, executives, or complex families.
• Existing professional referral network.
• Experience operating within an RIA or independent advisory model.

Bring your book. Grow your practice. Serve your clients more completely.

• Existing Book of Business:
  Continue serving the clients and relationships you have already built.
• Expand Client Revenue:
  Introduce additional services and solutions to existing clients through Exemplar’s broader platform.
• Integrated Platform:
  Access coordinated expertise across investments, tax, legal, estate planning, insurance, business advisory, capital markets, and alternatives.
• Technology:
  Benefit from a fully integrated technology platform designed to support your practice and client experience.
• Entrepren…