Compliance Officer, Marketing Review

About Victory Capital

Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Investment Franchises and Solutions Platform, which manage specialized investment strategies across traditional and alternative asset classes. Our differentiated approach combines the power of investment autonomy with the support of a robust, fully integrated operational and distribution platform. Clients have access to focused, top-tier investment talent equipped with comprehensive resources designed to deliver competitive long-term performance.

Boston, MA

Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary, and individual clients through our Investment Franchises and Solutions Platform, which manage specialized investment strategies across traditional and alternative asset classes. Our differentiated approach combines the power of investment autonomy with the support of a robust, fully integrated operational and distribution platform. Clients have access to focused, top-tier investment talent equipped with comprehensive resources designed to deliver competitive long-term performance.

Victory Capital is headquartered in San Antonio, Texas. To learn more, visit  or follow us on Facebook, Twitter (X), and Linked In.

We are seeking a mid-level professional to work in our Marketing Compliance team, supporting both our registered investment adviser (RIA), broker-dealer, and direct platforms. You will actively review and approve advertising and marketing materials for retail, institutional, and intermediary distribution channels, and work directly with colleagues across the company to produce compliant and effective collateral.

This role demands both interpreting rules and regulations and hands‑on marketing material review for a diverse product suite. We are looking for a team player with strong analytical skills and good common sense. During peak periods, particularly around quarter‑end reporting cycles, your ability to prioritize, exercise sound judgment, and collaborate will be critical. Outside of peak periods, you will also be expected to contribute to the success of overall compliance program.

This may include various editorial tasks or supervisory functions, as aligned with program needs and/or your interests and abilities.

You will report to the Senior Compliance Officer.

• Interpret and apply knowledge of rules and regulations to the review and approval of marketing materials, including advertising, sales literature, institutional material, digital communications, advisory programs, and other types of communications to ensure compliance with applicable regulations.
• Review and approve marketing materials for registered investment products across multiple investment franchises, including mutual funds, active/passive ETFs, and UCITS marketed to US Offshore market.
• Review and approval of institutional products and services materials, including strategy, separately managed accounts, collective investment trusts, and model portfolio delivery materials.
• Assist and seek to enhance documentation of various policies, procedures, and communications to business units.
• Act as a collaborative partner to Marketing, Portfolio Management, Product, Fund Administration, and Legal to provide accurate, compliant, commercially practical guidance.
• Identify opportunities to implement process improvements and drive innovation with technology, including optimizing the firm’s use of Red Oak and internal AI tools.
• Support regulatory examinations and inquiries related to advertising compliance.
• Actively participate in various…