Wealth Management Compliance Lead
Listed on 2026-09-23
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Finance & Banking
Regulatory Compliance Specialist, Wealth Management
New Edge Advisors, LLC is seeking a Compliance Officer to lead principal review and supervision of advisor practices. The role reports to the Deputy Chief Compliance Officer and requires experience in securities regulation and advisory services.
You will oversee compliance operations, coordinate with broker-dealers, and help implement procedures with technology. This position demands strong service orientation and occasional overnight travel.
We have an opening for a Wealth Management Compliance Lead in Northern, KY, United States within Legal.
We are seeking a motivated Wealth Management Compliance Lead to join New Edge Advisors in Northern, KY, United States.
Consider building your career as a Wealth Management Compliance Lead at New Edge Advisors.
The Wealth Management Compliance Lead position in the Legal field is open for applications.
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