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Senior Compliance Officer, Investment Advisory; RIA
Job in
Bozeman, Gallatin County, Montana, 59772, USA
Listed on 2026-07-14
Listing for:
Stockman Bank
Full Time
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Stockman Wealth Management seeks a Chief Compliance Officer to lead the firm's compliance program for an SEC-registered investment adviser. The role requires safeguarding client interests with a strong ethical framework and coordinating with management on compliance standards.
The incumbent will oversee regulatory adherence, guide governance, and engage with community activities as approved by leadership, ensuring rigorous risk management and transparent reporting.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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